-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E91JwomsyqG90C62oH3D/jwwwTS7TOn4bAmMsXimwvtpJ1RVNA8V1nx+cM66b0dd tid7EU2h9EPiYjTg0N6A7w== 0000950148-02-000345.txt : 20020414 0000950148-02-000345.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950148-02-000345 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARBO CERAMICS INC CENTRAL INDEX KEY: 0001009672 STANDARD INDUSTRIAL CLASSIFICATION: ABRASIVE ASBESTOS & MISC NONMETALLIC MINERAL PRODUCTS [3290] IRS NUMBER: 721100013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48851 FILM NUMBER: 02542015 BUSINESS ADDRESS: STREET 1: 600 EAST LAS COLINAS BLVD STREET 2: STE 1520 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2144010090 MAIL ADDRESS: STREET 1: 600 E LAS COLINAS BLVD STREET 2: STE 1520 CITY: IRVING STATE: TX ZIP: 75039 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001021223 IRS NUMBER: 954575414 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1800 AVE OF THE STAR 2ND FL CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105562721 MAIL ADDRESS: STREET 1: 1800 AVENUE OF THE STARS 2ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: KAIM TRADITIONAL L L C DATE OF NAME CHANGE: 19980223 FORMER COMPANY: FORMER CONFORMED NAME: KAYNE ANDERSON INVESTMENT MANAGEMENT LLC DATE OF NAME CHANGE: 19990326 SC 13G 1 v79077sc13g.htm SCHEDULE 13G CARBO CERAMICS INC.
 

     
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO.     )

CARBO CERAMICS INC.

(Name of Issuer)

COMMON STOCK

(Title of Class of Securities)

140781105

(CUSIP Number)

Check the following box if a fee is being paid with this statement [   ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
         
SEC 1745 (2-95)   PAGE 1 OF 7    

 

 

         
CUSIP NO. 140781105   13G   PAGE 2 OF 7 PAGES
               
1   NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC          -  95-4575414
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)    [   ]
  (b)    [   ]
        
3   SEC USE ONLY
 
4   CITIZENSHIP OR PLACE OF ORGANIZATION
 
IS A CALIFORNIA LIMITED LIABILITY COMPANY
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		   5   SOLE VOTING POWER
 
0
  6   SHARED VOTING POWER
 
972,957
  7   SOLE DISPOSITIVE POWER
 
0
  8   SHARED DISPOSITIVE POWER
 
972,957
9     AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON*
 
972,957
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 		 [   ]
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
6.52%
12   TYPE OF REPORTING PERSON*
 
IA

*SEE INSTRUCTIONS BEFORE FILLING OUT!

PAGE 2 OF 7

 

 

United States
Securities and Exchange Commission

Schedule 13G

*********************
             
Item 1.       (a)      Issuer:   CARBO CERAMICS INC.
 
    (b)   Address:   6565 MACARTHUR BOULEVARD, SUITE 1050
IRVING, TX 75039
 
Item 2.   (a)   Filing Person:   Kayne Anderson Rudnick Investment Management, LLC
 
    (b)   Addresses:   1800 Avenue of the Stars, Second Floor
Los Angeles, CA 90067
 
    (c)   Citizenship:   Kayne Anderson Rudnick Investment Management, LLC is a California limited liability company
 
    (d)   Title of Class of Services:   Common Stock
 
    (e)   Cusip Number:   140781105

Item 3.     If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the person filing is a:

                  (e)      Kayne Anderson Rudnick Investment Management, LLC, is an investment adviser registered under section 203 of the Investment Advisers Act of 1940
             
Item 4.      Ownership    
 
    (a)      Amount Beneficially Owned:    
 
        Kayne Anderson Rudnick Investment Management, LLC    
 
        •     Managed accounts 972,957
 
    (b)   Percent of Class: 6.52 %

PAGE 3 OF 7

 

 

United States
Securities and Exchange Commission

Schedule 13G

CARBO CERAMICS INC. (Issuer)
**************************

Item 5.     Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ].

Not applicable.

Item 6.     Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7.     Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

Item 8.     Identification and Classification of Members of the Group

Not applicable

Item. 9.     Notice of Dissolution of Group

Not applicable

Item 10.    Certification

By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

PAGE 4 OF 7

 

 

United States
Securities and Exchange Commission

Schedule 13G

CARBO CERAMICS INC. (Issuer)
**************************

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
January 30, 2002
Date		    

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
                 
    By:     /S/ ALLAN M. RUDNICK    
       
   
        Allan M. Rudnick,
Management Committee Co-Chair, CIO & President		    

PAGE 5 OF 7

 

 

United States
Securities and Exchange Commission

Schedule 13G
(cover page)

CARBO CERAMICS INC. (Issuer)
**************************

Box 9.             The reported shares are owned by several accounts managed, with discretion to purchase or sell securities, by Kayne Anderson Rudnick Investment Management, LLC, a registered investment adviser.
 
             Kayne Anderson Rudnick Investment Management, LLC disclaims beneficial ownership of the shares reported.

PAGE 6 OF 7

 

 

UNDERTAKING

The undersigned agrees to file the attached Statement of Beneficial Ownership on Schedule 13G with the U.S. Securities Exchange Commission and CARBO CERAMICS INC.

Dated: January 30, 2002

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
                 
    By:     /S/ ALLAN M. RUDNICK    
       
   
        Allan M. Rudnick,
Management Committee Co-Chair, CIO & President		    

PAGE 7 OF 7

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